Compliance Officer

  • 15 avril
  • Singapore
  • CDI
CA CIB Singapour
Handles compliance related matters for Credit Agricole CIB ? Singapore Branch with a focus on anti-money laundering and economic sanctions compliance.

?Contributes to the definition, facilitation and maintenance of the risk management and monitoring system of non-compliance risks

?Contributes to the prevention and monitoring of non-compliance risks through an analysis of transactions and of customer files, and, as necessary, through alert management

?Contributes to the dissemination of the culture of compliance
Key activities 
1.Contributes to the prevention and monitoring of non-compliance risks
Expresses compliance opinions for customers or transactions with varying profiles in terms of risk and complexity
Provides advice or issues alerts to the relevant management and recommends solutions to manage high-risk situations
Depending on the activities, performs, as necessary, an analysis on transaction and customer alerts, and reports/alerts on important or unusual transactions.
Contributes to the definition, implementation, maintenance and constant optimization of the analysis and monitoring systems and procedures
5.Takes part in the production of periodic reporting
Raises awareness, informs and trains the relevant employees
participates in the creation of training materials and dissemination of the compliance culture

1.Assist the Head of Compliance for Singapore, Malaysia, Indonesia, Thailand to manage and oversee the financial security risks of the Branch and act as Deputy Money Laundering Reporting Officer
2.Conduct transaction due diligence and sanctions advisory, provide regulatory opinions for KYC reviews and perform monitoring on the AML/CFT/Sanctions compliance on the business and back office to ensure they comply with internal procedures
3.Conduct training on key financial security topics and regulatory changes from time to time
 Compliance Committee Meetings
1.Assist in conducting Compliance Committee Meetings held on quarterly basis with the Management members of the Branch
2.Assist in other matters relating to regulatory governance such as Compliance Dashboard, reporting to H.O etc.
3.Assist the Head of Compliance in project work

Legal and Regulatory Responsibilities 
1.Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to, the Singapore Compliance manual and Compliance policies and procedures as issued from time to time
Financial Security requirements, including, but not limited to, the prevention of Financial Crime and Fraud including reporting obligations to the Money Laundering Reporting Officer
2.Maintain appropriate knowledge to ensure to be fully qualified to undertake the role.
Complete all mandatory training as required to attain and maintain competence

Relevant experience

Minimum Bachelors degree preferably in banking, finance, law or accountancy.