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AML / OFAC Compliance Officer / Advisory (Financial Security)
- 14 novembre
- United States
- CDI
Summary:
This position is placed within the Advisory group of the Financial Security team.
The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank?s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.
Key Responsibilities:
Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank?s policies and procedures.
Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.
Management and Reporting:
The position reports directly to the Head of Advisory ? Financial Security.
Key Internal Contacts:
The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.
Key External Contacts:
The employee may have occasion to interact with external auditors and/or regulators during exams.
#LI-DNI
5-10 years
CAMS Certification
Knowledge of US AML and OFAC regulations
Knowledge of International AML and Sanctions regulations
IT Knowledge of Payment systems
IT Knowledge of AML tools
College Degree
This position is placed within the Advisory group of the Financial Security team.
The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank?s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.
Key Responsibilities:
Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank?s policies and procedures.
Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.
Management and Reporting:
The position reports directly to the Head of Advisory ? Financial Security.
Key Internal Contacts:
The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.
Key External Contacts:
The employee may have occasion to interact with external auditors and/or regulators during exams.
#LI-DNI
5-10 years
CAMS Certification
Knowledge of US AML and OFAC regulations
Knowledge of International AML and Sanctions regulations
IT Knowledge of Payment systems
IT Knowledge of AML tools
College Degree
